Advisory Services

Our Commitment to Service Drives Our Actions.

We are successful as a company because we share the same guiding beliefs and philosophy. In short, the same unifying mission. Day-in and day-out, we keep a close eye on the needs, wants and expectations of our clients. Our continuous time and attention is the backbone of who we are as a company.

Our retirement plan services include three main areas: investment management, sponsor advisory services and plan participant services. The extent of our service depends on unique client circumstances, the features of the retirement plan and the demographics of plan participants.

Investment management services include preparing an investment policy statement, selecting investment options, monitoring performance of investment options, developing model portfolios for participants who prefer to have their assets professionally managed, assisting in disclosures to participants and regular reporting on returns and risk.

When it comes to sponsor advisory services, we help you select and monitor your service providers (including us) and assist in meeting your fiduciary duties. Importantly, we assist you in your duty to uncover the following: Fees and expenses paid from plan assets, to whom the fees are paid and whether the fees and expenses are reasonable for the services provided. Finally, we meet with you at least annually (often more) to review investment performance, plan administration and fiduciary obligations.

Our participant services include regular education and enrollment meetings (additional meetings can be requested) to provide participants with the information they need to manage their individual accounts. We meet both in group settings and individually to help them reach their goals. With over ten years providing wealth management services for families and individuals, our in-depth knowledge of household finances increases the value of the information we provide.